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Terms of Business

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Contents

1. General Items
2. Client identification, Anti Money Laundering, Your Responsibilities
3. Confidentiality
4. Data Protection
5. Fees and Payment Terms
6. Commission and Other Benefits
7. Engagement, Termination, Disengagement and Retention of Papers
8. Advice and Third Party Rights
9. Intellectual Property Rights
10. Limitation and Exclusions of Liability
11. Insurance
12. Conflicts of interest
13. Professional Rules, Statutory Obligations and Regulatory Bodies and Requirements
14. Complaints
15. Notices and Electronic communications
16. Our staff
17. Investment Business
18. Service specific terms
19. Definitions