Expert financial services, tailored to your sector
Financial expertise for regulated businesses
Navigating the complex financial landscape of FCA-regulated businesses requires specialist knowledge. Azets’ Financial Services team combines deep industry expertise with a clear understanding of compliance and growth opportunities, helping companies stay ahead in an evolving regulatory environment.

Expert financial services, tailored to your sector
Sector-specific expertise
Working with asset managers, fintech companies, brokers, insurers, and lending institutions.
Comprehensive compliance
Guidance on FCA reporting, audit, risk management, and tax obligations.
Tailored business solutions
Providing outsourced accounting, management reporting, and regulatory structuring.
Risk and assurance focus
Strengthening governance through internal audit, risk advisory, and technical accounting support.
Asset and wealth managers
Asset and wealth managers
- Completion or review of the regulatory returns
- CASS assurance reports
- External financial statements audit
- Capital adequacy advisory support
- Tax advisory
- Cyber Security and Data Privacy services
- Due diligence and transaction support
- Ad hoc advisory support on the application of MIFIDPRU
E-money and payment service companies
E-money and payment service companies
- External financial statements audit
- Safeguarding audit
- Accounts preparation and related advisory
- Outsourced accounting and outsourced payroll
- Tax compliance
- Advisory services
Fintech businesses
Fintech businesses
- External financial statements audit
- Tax compliance, VAT and tax advisory
- Forecasting
- Advisory services
Fund audits
Fund audits
- an authorised unit trust; or
- investment company under the Open Ended Investment Company (OEIC) Regulations 2001.
Insurance intermediaries
Insurance intermediaries
- CASS assurance reporting
- RMAR support
- External financial statements audit, where applicable
- Client money reviews
- Compliance with relevant regulations
- Outsourced accounting and outsourced payroll
- Tax advisory and compliance
Securities dealers and brokers
Securities dealers and brokers
- Completion or review of the regulatory returns
- CASS assurance reports
- Statutory audit
- Capital adequacy advisory support
- Ad hoc advisory support on the application of MIFIDPRU
Lending institutions
Lending institutions

Trusted financial guidance, built for compliance
In an industry where precision and reliability are critical, Azets provides financial services companies with the expertise to meet regulatory demands and drive business growth. Our specialists deliver practical, high-quality solutions to help you navigate complexity with confidence.
